Forms | Saturna Capital

You can complete many common account maintenance tasks quickly and securely in our online account portal including updating your contact information and managing distribution options. If you prefer to use paper forms, you may still download them below, but we encourage you to take advantage of the convenience of our online portal for faster processing. Login below and navigate to the "My Documents" tab and select "Sign Online" to get started.

Account Maintenance

Individual Retirement Accounts (IRA)

IRA Distribution Form

IRA Recharacterization or Excess Contribution Removal Request Form

Beneficiary Designation Form

Health Savings Accounts (HSA)

Return of Excess Contributions Form

HSA Return of Distribution Form

Beneficiary Designation Form

Education Savings Accounts (ESA)

ESA Distribution Form

Return of Excess Contributions Form

IRS Adoption and 5305 Forms

Form 5305: Traditional Individual Retirement Account (IRA)

Form 5305-R: Roth Individual Retirement Account (IRA)

Form 5305-RA: Custodial Roth IRA

Form 5305-B: Health Savings Account (HSA)

Form 5305-E: Education Savings Account (ESA)

Form 5305-SEP: Simplified Employee Pension - Individual Retirement Account Contribution Agreement

Form 5305-SA: SIMPLE Individual Retirement Custodial Account

Form 5305-SIMPLE: Savings Incentive Match Plan for Employees of Small Employers

Trusts

Trustee Certification of Investment Powers

Corporations and Legal Entities

Beneficial Owners and Control Persons Form

Corporate Resolution Certification

Pershing Non-Corporate Resolution

Cost Basis

Cost Basis Election Form

Specific Lot Identification Redemption Form

Specific Lot Identification Transfer Form

Transfer an Account to Saturna

Non-ACAT Asset Transfer Form

IRA Cash Transfers Form

Brokerage Account Transfer Form

ESA Transfer Form

General Account Maintenance

Online Access and E-Delivery

Change of Address

Banking Authorization (EFT) and Automatic Investment Form

Wire Transfer Application

Transfer on Death Form (for taxable accounts only)

ACH Authorization Agreement

Trading Authorization Form

Third Party Account Access Form

Brochures and Applications

Individual Retirement Accounts (IRA)

Individual Retirement Accounts Brochure (IRA - Traditional and Roth)

IRA Application

Roth IRA Application

Traditional Rollover / Transfer IRA Application

Roth IRA Rollover Application

Custodial IRA Application

Inherited IRA Adoption Agreement Application

Employer IRA Brochure (includes SEP and SIMPLE)

SEP IRA Employer Application

SEP IRA Employee Application

SIMPLE Employee Application

SIMPLE Employer Application

Health Savings Accounts

Traditional HSA Brochure

Shifa Health Savings Account (HSA) Brochure

Education Savings Accounts

Saturna ESA Brochure

ESA Application

ESA Transfer Application

Mutual Fund Account Applications

Taxable Account Investment Application

Corporations and Legal Entities

Brokerage Account Application

Pershing Non-Corporate Resolution

Legal Entity Application

Trusts and Estates

Trust Services Brochure

Trust Account Application

Estate Application

Estate Planning Guide

Employer Services

401(k) For Employers

401(k) Two Page Summary

401(k) Adoption Agreement Checklist

401(k) Adoption Agreement Checklist - Solo Plans

Employer IRA Brochure (includes SEP and SIMPLE)

401(k) Employer Brochure

401(k) for Employees

401(k) Participant Loan Request

401(k) Participant Distribution Request

401(k) Participant Beneficiary Designation

401(k) Participant Investment Elections

401(k) Hardship Withdrawal Request

401(k) Special Tax Notice

401(k) Distribution Election Form

401(k) Wage Deferral Change

401(k) Participant Investment Exchanges

401(k) Participant Website Login

401(k) for Advisers

401(k) Adviser Brochure

HSA for Employers

Health Savings Accounts (HSA) for Employers Brochure

Saturna Capital

Investment Counsel

Investment Counsel Brochure

Form ADV Part 2A

ADV Part 2A, Appendix 1, Wrap Fee Brochure

Form CRS – Relationship Summary

Form CRS Relationship Summary

Corporate Social Responsibility Reports

Corporate Social Responsibility 2023

Corporate Social Responsibility 2021

Corporate Social Responsibility 2016

Saturna Brokerage

Saturna Brokerage Services

Saturna Brokerage Services Brochure

Cash Management Election Form

ADV Part 2A, Appendix 1, Wrap Fee Brochure

ADV Part 2A Brochure

Dreyfus Cash Management Funds

Prospectus

Annual Report

Semi-Annual Report

Statement of Additional Information

Dreyfus Insured Deposit Program

Brochure

Form CRS Relationship Summary

Form CRS Relationship Summary

Pershing LLC

Brokerage Account Application

Brokerage Account Transfer Form

ACH Authorization Agreement

Online Account Access and E-Delivery Form

Trading Authorization Form

Transfer on Death Individual Agreement

Transfer on Death Joint Agreement

Trusted Contact Form

Trustee Certification of Investment Powers

Corporate Resolution Certification

Pershing Non-Corporate Resolution

Saturna Capital Forms

Wire Transfer Application

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